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Records Management Becoming More Important Due to Compliance Regulations
Electronic media and corporate governance have complicated records management for enterprises. Properly defining information as corporate records and using a

sec regulations  meets legal compliance. The second part involves technical documentation describing what procedures personnel should follow to ensure compliance. Organizations implementing this standard must be aware that ISO is only one approach. They must also take local and national compliance and regulations into consideration, which have been put in place because organizations increasingly rely on electronic documentation, yet, lack solid processes to manage these documents as corporate records. Organizations must Read More...
Regulatory and Compliance
Regulatory compliance covers the requirements for ensuring products and their associated materials comply with both external and internal rules and regulations. It covers regulatory and requirement...
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Documents related to » sec regulations


Rules, Tools, Policies, and Best Practices for Compliance in the United States
A strategic compliance program can help employers in the United States (US) reduce the likelihood of litigation, regulatory investigations, security breaches

sec regulations  business records according to SEC and FINRA regulations can face lengthy investigations, seven-figure fines, career derailment, and embarrassing headlines. Payment Card Industry-Data Security Standard (PCI DSS) : PCI DSS establishes standards and technologies to protect cardholder data. Email management and Hosted Service security are essen- tial to ensure data protection and regulatory compli- ance. Merchants and agents who fail to comply face potential fines of $500,000 per incident. Best Practice: To Read More...
Attributes of Sarbanes-Oxley Tool Sets Part Two: Information and Communication, Monitoring, and Startup Tips
An earlier article, Audit Considerations for Enterprise Software Implementations, included a brief discussion of the use of computer-based tool sets and

sec regulations  public comment. Furthermore, the SEC points out in its final rule that the COSO Internal Control—Integrated Framework, which is depicted in the three-dimensional diagram to the right, satisfies this requirement. Accordingly, the majority of organizations have adopted this framework as the basis for compliance with Section 404 of SOX, namely Management Assessment of Internal Controls. When evaluating SOX tool sets, doesn't it make sense to determine how well the proposed software satisfies critical Read More...
Thou Shalt Comply (and More), or Else: Looking at Sarbanes-Oxley
Compliance with the US Sarbanes-Oxley Act (and a slew of other regulations) is crucial for all businesses, as failure to comply with the law’s strict standards

sec regulations  financial reports quarterly, since Section 302 of SOX requires certification to the accuracy and fairness of the financial statements, and to the adequacy of the internal control framework around the financial statements. Officers, directors, and others are hereby prohibited from fraudulently misleading their auditors, while executives have to disgorge (give back) bonuses and profits after restatements due to misconduct. This point, however, can still cause conflicts with regulations in other countries. Read More...
Smooth Transition: Preparing for IFRS
International Financial Reporting Standards (IFRS) are the reporting standards developed by the International Accounting Standards Board (IASB). IFRS is now

sec regulations  for companies subject to SEC regulations in the US is to prepare opening balances plus the two most recent years of comparative statements, meaning that 2012 is the first year for which IFRS-formatted statements would need to be produced. For companies that only operate in the US and have neither overseas subsidiaries nor a need to raise capital or debt in overseas markets, a more gradual approach to IFRS transition is under consideration. However, with multiple large economies and trading partners at Read More...
Nine Telltale Signs You Should Replace Your Current WMS
You rely on a warehouse management system (WMS) to maintain ongoing operations, support changing customer requirements, keep up with industry regulations, and

sec regulations  Telltale Signs You Should Replace Your Current WMS The HighJump TM Warehouse Advantage WMS offers advanced warehouse management functionality to manage even the most complex distribution environments. This powerful WMS helps to ensure fast, accurate fulfillment through directed, optimized workflow, utilizing the most advanced wireless and bar code technologies, including RFID. Containerization, wave planning and slotting drive further efficiencies. Source: HighJump Software Resources Related to Nine Read More...
transavia.com Selects Kronos AD OPT for Crew Rostering
One of the lesser talked about business divisions of Kronos Inc. is Montreal, Canada–based AD OPT, a provider of crew planning optimization solutions for the

sec regulations   Read More...
Taking an Integrated Approach to Energy Efficiency
The high costs of new or expanded data centers, exponential growth in power costs, increased regulations, and the desire to minimize carbon emissions are all

sec regulations  enterprise. The next few sections describe how Tivoli energy efficiency solutions can help you better understand your current energy, application and facility power usage and demand. Integrating power and IT Going green offers the potential to reduce both energy costs and carbon emissions, but to be truly effective, energy initiatives should be established and integrated throughout the organization. In this way, bringing energy and IT together offers the potential for greater oversight and control of Read More...
Innovative, Sustainable, and Responsive: Food and Beverage Manufacturers Evolve for the New Economy
To satisfy customer requirements profitably, food and beverage (F&B) manufacturers must work at the pace of change, which has accelerated in regulations

sec regulations  Food & beverage manufacturer,food & beverage companies,F&B manufacturer challenges,F&B New Economy,food and beverage companies,F&B processors,F&B processor market trends,F&B processor challenges,Fullscope Read More...
Managing Business Risk in Industrial Equipment and Supply
Industrial equipment manufacturers and maintenance, repair, and operations (MRO) distributors can’t afford to miss bidding deadlines, delivery dates, product

sec regulations  Those in the industrial sector are quite familiar with environmental regulations, as they relate to the safety and health of workers and contamination to the environment. Companies have long been subject to federal, state, and local environmental laws and regulations including the use, discharge, and disposal of hazardous substances that affect air, ground, or water quality. They are always at risk for a violation due to an operational mishap, releasing hazardous waste at an existing or formerly owned Read More...
American Eurocopter: Meeting Government Regulations for Asset Management


sec regulations  Eurocopter: Meeting Government Regulations for Asset Management Read More...
Meiosis, Mitosis: Cap Gemini's Mating with Ernst & Young
Ernst & Young is on the verge of splitting its consultancy heritage (meiosis) and mating it with France's Cap Gemini's (mitosis). It is a leap of faith that

sec regulations  the malady known as SEC rules on conflict of interest. Its auditing wing can never quite be distinguishable from its interests in management consulting wing. The SEC has threatened legal action against at least one of the major consulting firms if the practice doesn't stop.. The SEC is also upset that some partners have (un)wittingly invested in companies that other partners are contractually engaged with. It is perhaps ironic when you consider the origins of the major management consulting practices Read More...
The Business of Green
For companies, embarking upon environmentally friendly activities goes beyond merely complying with laws and regulations; it’s about organizations and their

sec regulations  Business of Green For companies, embarking upon environmentally friendly activities goes beyond merely complying with laws and regulations; it’s about organizations and their employees’ voluntary and moral engagements. But integrating these motivations into strategies and overall daily activities is often complicated, since it demands translating generally intangible motivations into concrete actions and measurable results. Companies might be tempted to rethink their whole business processes in Read More...
Do Your Customers Really Trust You? Well, That Depends …
Crises such as the one we’re currently going through seriously damage the trust bestowed by individuals upon corporations. This is more likely to result in the

sec regulations  Your Customers Really Trust You? Well, That Depends … Crises such as the one we’re currently going through seriously damage the trust bestowed by individuals upon corporations. This is more likely to result in the development of new corporate techniques to change these perceptions, which will most probably translate into new pressures from individuals, pressure groups, societies, or governments. Most likely, companies will be requested to strictly adhere to (if not go beyond) strict legal frameworks Read More...
Market Insight: Strategies for Overcoming Compliance Issues in the Pharmaceutical Industry
To successfully meet compliance demands, pharmaceutical manufacturers must develop, implement, and track the effectiveness of a company-wide compliance strategy

sec regulations  secure, manufacturers can establish security clearances and signatures on a user-by-user and process-by-process basis without the need for additional IT support. Current Good Manufacturing Practices Other regulations plaguing manufacturers are cGMPs, which require companies to establish and follow written procedures controlling every aspect of their operations-from the sanitation of buildings and equipment, to how returned drug products are handled. Among the requirements affected by the systems a Read More...

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