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 securities fraud law


Thou Shalt Comply (and More), or Else: Looking at Sarbanes-Oxley
Compliance with the US Sarbanes-Oxley Act (and a slew of other regulations) is crucial for all businesses, as failure to comply with the law’s strict standards

securities fraud law  under 15(d) of the Securities Exchange Act. The motivation behind SOX was to restore investors' trust in the reliability of financial data that companies publish about themselves, and to mitigate the risk of false financial statements. The act also set up a supervisory committee for auditing companies (see Checking It Twice ). Specifically, each affected company has to establish fully independent audit committees (that are responsible for oversight of the auditor); must wait at least one year before

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Software Functionality Revealed in Detail

We’ve opened the hood on every major category of enterprise software. Learn about thousands of features and functions, and how enterprise software really works.

Get free sample report
Compare Software Solutions

Visit the TEC store to compare leading software by functionality, so that you can make accurate and informed software purchasing decisions.

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Documents related to » securities fraud law

Rules, Tools, Policies, and Best Practices for Compliance in the United States


A strategic compliance program can help employers in the United States (US) reduce the likelihood of litigation, regulatory investigations, security breaches, privacy violations, and other electronic disasters. Find out what it takes to make a compliance program succeed, and learn the importance of establishing clearly written rules, formal employee education, and effective hosted-services solutions right from the start.

securities fraud law  violations. Designed by the Securities and Exchange Commission (SEC) to thwart fraud in public companies, SOX requires regulated companies to implement internal controls for gathering, process- ing, and reporting accurate and reliable financial information. Effective email management is fundamen- tal to SOX compliance. Consequently, email security breaches, from intercepted messages to corrupted files to leaked, stolen or lost data, can put your organization at risk of noncompliance. Knowingly altering Read More

Managing Risk through Financial Processes: Embedding Governance, Risk, and Compliance


Initiatives to automate and streamline financial processes often focus more on reducing costs than adding value. Adding the kind of value you should have in your financial processes stands at the heart of a broader initiative known as governance, risk, and compliance (GRC). Learn why embedding the components of GRC within your financial processes can help you track financial flows and alert you when things might go awry.

securities fraud law  schemes identified in US Securities and Exchange Commission Accounting and Auditing Enforcement Releases doubled between 2000 and 2007. Moreover, the companies cited experienced stock price drops, restatements, delistings, litigation and bankruptcies at a rate far higher than the norm. ! A decade of investments in emerging markets has exposed companies to more potential for corruption. In Ernst & Young?s 2008 global fraud survey, the Middle East, India, Africa and the Far East indicated substantially Read More

Identix Leads Biometric Authentication


Perhaps the most exciting product released at last Comdex, was the Identix DFR-300 Fingerprint Scanner. Implemented in Compaq, Dell, and Toshiba laptops, the hardware fingerprint scanners are packaged with BioLogon™ for Windows 2000™ and features biometric identification and authentication, BIOS level security, single sign-on and multi-factor security.

securities fraud law  as financial services, banking, securities trading, e-commerce, music and entertainment downloads, online games, legal and business document transactions and exchanges-- anything needing secure transaction assurance and expedited processing. itrust, as a service, will maintain individual privacy, protect personal identity, secure transactions and facilitate control and delivery of information over the wireless Web and Internet 24 hours per day, 7 days per week, anywhere in the world. Product Strategy and Read More

Not Just Words: Enforce Your E-mail and Web Acceptable Usage Policies


Unmanaged employee use of e-mail and the Web can subject your organization to costly risks including litigation, regulatory investigations, and public embarrassment. Responsible organizations should deploy clearly written acceptable usage policies (AUPs) for e-mail and Web usage, supported by employee training and enforced by technology solutions. Find out how to develop and enforce e-mail and Web AUPs in your workplace.

securities fraud law  for violations of federal securities laws. From securities fraud, to jumping the gun, selective disclosure, and forward- looking statements, public companies must ensure that employees do not use email to disclose proprietary insider information, transmit untrue content, or otherwise violate securities laws.2 Best Practice: For public companies and regulated firms, it is particularly important that email and web usage is managed in accordance with the company's written acceptable usage policies and Read More

Extensible Business Reporting Language (XBRL) Back in the News Again


Visiting the Securities and Exchange Commission's (SEC's) web site, I came across this 143-page PDF file, which deals with XBRL. As a gung-ho proponent of automation, I'm calling attention to it here to show that the head of the SEC (Mr. Christopher Cox) and I are on the same wavelength when it comes to promoting cost saving automations. Here is some interesting stuff from the PDF, together with

securities fraud law  News Again Visiting the Securities and Exchange Commission's (SEC's) web site, I came across this 143-page PDF file , which deals with XBRL. As a gung-ho proponent of automation, I'm calling attention to it here to show that the head of the SEC (Mr. Christopher Cox) and I are on the same wavelength when it comes to promoting cost saving automations. Here is some interesting stuff from the PDF, together with my comments. The Christopher Cox modernization commission proposes that companies provide their Read More

Hacker Publication Gets Top Defense Attorney


In a case that will challenge the bowels of free speech and censorship and inevitably set a lot of legal precedents, renowned defense attorney Marcus Garbus has been retained by the Electronic Frontier Foundation to represent 2600 (an infamous hacker publication) that is being charged with circumvention of copyright protection systems (17 U.S.C. § 1201(a)(2)), specifically the Contents Scramble Systems (CSS) developed to protect Digital Video Discs (DVDs) against unauthorized access.

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Webtime Now Legal


A court ruled illegal a one-year restriction that would have prevented an employee from working for a competitor.

securities fraud law  about ecommerce,asp.net ecommerce,b2b ecommerce software,b2c ecommerce,best ecommerce,best ecommerce software,best ecommerce solution,business ecommerce solution,business to business ecommerce,compare ecommerce,complete ecommerce,custom ecommerce,define ecommerce,easy ecommerce,ecommerce Read More

Workpoint


Workpoint LLC , a business unit of Transaction Systems Architects, Inc. (NASDAQ: TSAI), provides business software and services that facilitate communication, business process management, data movement, transaction processing, web enablement, and security and systems monitoring across heterogeneous computing systems and the Internet. Since 1991, Insession's solutions have been in use by more than 370 customers in 46 countries worldwide. Insession's customers represent such industries as transportation, telecommunications, banking, securities, other financial services, pharmaceuticals, retail, and healthcare. The company is located in Omaha, Nebraska (US).

securities fraud law  as transportation, telecommunications, banking, securities, other financial services, pharmaceuticals, retail, and healthcare. The company is located in Omaha, Nebraska (US). Read More

Software Technologies Corporation (STC) Prepares to go Public


Enterprise Application Integration vendor Software Technologies Corp. (STC) announced the filing by the company of a Registration Statement with the Securities and Exchanges Commission relating to the proposed initial public offering of up to $100 million of its common stock.

securities fraud law  Registration Statement with the Securities and Exchanges Commission relating to the proposed initial public offering of up to $100 million of its common stock. STC will use the net proceeds from the proposed offering for general corporate purposes and to repay $10 million under a long-term note. All shares are being sold by the company. STC, located in Monrovia, is a leading provider of e-Business integration software that enables the seamless flow of information within and among enterprises on a global Read More

U.S. Crypto Laws Relaxed, but Not Enough to Enable Commerce


The revisions the Department of Commerce has announced for U.S. export controls on encryption products will not be enough for U.S. crypto products to gain International acceptance. The U.S. crypto market will fail to reach its revenue potential, and overseas companies and International crypto markets will continue to bask lavishly from bungled U.S. export policy.

securities fraud law  encrypted emails,secure emails,cryptophone,encryption pci,encrypted cell phones,desktop encryption,encrypted usb,export compliance manual,copytele,email encryption software,hard disk encryption,encrypted document,pda encryption,encrypting emails,encrypted cell phone Read More

Charisma


Charisma ERP 2012 is an integrated information system for companies’ resource management to optimize and streamline the internal business processes. Charisma ERP is a multi-module system, specially designed to standardize the productive or decision-making processes by introducing the best practices specific to each business sector. The product is the best-selling integrated information system in the mid-market segment in Romania. The flexibility and ease of adapting to Romanian law and business environment has turned Charisma ERP solution into the best -selling integrated information system in the Romanian mid-market level. Currently, Charisma ERP supports the operations of the most powerful organizations in areas such as distribution, retail, sales and purchasing, manufacturing, transportation, medical-pharmaceutical, construction or services.  

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At Least Your Boss Can't Read Your Home E-mail, Right? Wrong!


A lower-court judge in St. Paul granted a subpoena to Northwest Airlines allowing them the search the home computers of employees for evidence of allegedly illegal union activities.

securities fraud law  privacy,network security,security network,email marketing,doubleclick,hipaa,web security,privacy policy,policy privacy,email security,firewall security,security issues,mail security,privacy laws,privacy law Read More

Entering the Market in the World’s Largest Democracy


Currently, India’s population is approximately 1.0009 billion. The middle class is large and still growing; wages were low, but now are some of the best in various industries; many workers are well educated and speak English; and investors are optimistic and local stocks are up. Despite political turmoil, the country presses on with economic reforms. But for potential investors, there’s still cause for worry—find out why.

securities fraud law  foreign investment opportunity,attract foreign investment,foreign investment service,attracting foreign investment,best foreign investment,india foreign investment,direct foreign investment policy,best foreign investments,foreign investment issues,foreign investment companies Read More

A3 Software


Wolters Kluwer is "The Professional's First Choice" for information, tools, and solutions that can help professionals make critical decisions more effectively and improve their productivity. Wolters Kluger Legal, Tax, and Regulatory offers a range of information software and services to law firms, accounting firms, corporations, and governments. Using the latest technologies, the company aims to ensure that its customers have the solutions they need, when they need them, and in the media best suited to their requirements. The company, with revenues of 3.4 billion Euros in 2007, is listed on Euronext Amsterdam as WLSNC.AS, stock code 39590, ISIN code NL0000395903, and is included in the AEX and Euronext 100 indices. Other brands owned by the company include ASPI, IPSOA, Kluwer, Lamy, LA LEY, Luchterhand, Norstedts, Juridik, and Teleroute. Wolters Kluwer has headquarters in Amsterdam (The Netherlands), with operations in Europe, North America, and Asia Pacific.

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