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Thou Shalt Comply (and More), or Else: Looking at Sarbanes-Oxley
Compliance with the US Sarbanes-Oxley Act (and a slew of other regulations) is crucial for all businesses, as failure to comply with the law’s strict standards

securities fraud law  under 15(d) of the Securities Exchange Act. The motivation behind SOX was to restore investors' trust in the reliability of financial data that companies publish about themselves, and to mitigate the risk of false financial statements. The act also set up a supervisory committee for auditing companies (see Checking It Twice ). Specifically, each affected company has to establish fully independent audit committees (that are responsible for oversight of the auditor); must wait at least one year before Read More...
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The simplified definition of enterprise resource planning (ERP) software is a set of applications that automate finance and human resources departments and help manufacturers handle jobs such as or...
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Documents related to » securities fraud law


Rules, Tools, Policies, and Best Practices for Compliance in the United States
A strategic compliance program can help employers in the United States (US) reduce the likelihood of litigation, regulatory investigations, security breaches

securities fraud law  violations. Designed by the Securities and Exchange Commission (SEC) to thwart fraud in public companies, SOX requires regulated companies to implement internal controls for gathering, process- ing, and reporting accurate and reliable financial information. Effective email management is fundamen- tal to SOX compliance. Consequently, email security breaches, from intercepted messages to corrupted files to leaked, stolen or lost data, can put your organization at risk of noncompliance. Knowingly altering Read More...
Not Just Words: Enforce Your E-mail and Web Acceptable Usage Policies
Unmanaged employee use of e-mail and the Web can subject your organization to costly risks including litigation, regulatory investigations, and public

securities fraud law  for violations of federal securities laws. From securities fraud, to jumping the gun, selective disclosure, and forward- looking statements, public companies must ensure that employees do not use email to disclose proprietary insider information, transmit untrue content, or otherwise violate securities laws.2 Best Practice: For public companies and regulated firms, it is particularly important that email and web usage is managed in accordance with the company's written acceptable usage policies and Read More...
Identix Leads Biometric Authentication
Perhaps the most exciting product released at last Comdex, was the Identix DFR-300 Fingerprint Scanner. Implemented in Compaq, Dell, and Toshiba laptops, the

securities fraud law  as financial services, banking, securities trading, e-commerce, music and entertainment downloads, online games, legal and business document transactions and exchanges-- anything needing secure transaction assurance and expedited processing. itrust, as a service, will maintain individual privacy, protect personal identity, secure transactions and facilitate control and delivery of information over the wireless Web and Internet 24 hours per day, 7 days per week, anywhere in the world. Product Strategy and Read More...
Important Sarbanes-Oxley Act Mandates and What They Mean for Supply Chain Management
Two sections of the Sarbanes-Oxley Act (SOX) have major implications for supply chain management. Yet enterprises can meet the challenges created by SOX more

securities fraud law  404 directs the US Securities and Exchange Commission (SEC) to prescribe rules that require annual reports to include an internal control report. This internal control report must contain two elements: 1) it must state management's responsibility for establishing and maintaining controls (including policies, procedures, and processes) for financial reporting, and 2) it must contain an assessment of the effectiveness of these controls and procedures. If the supply chain is to be truly controlled to the Read More...
Image Spam: An Increasing Threat
Image spam is difficult to block because e-mail filters cannot read messages embedded within an image. For businesses, spam is no longer simply a productivity

securities fraud law  Spam: An Increasing Threat Image spam is difficult to block because e-mail filters cannot read messages embedded within an image. For businesses, spam is no longer simply a productivity issue; spam exposes employees to potential fraud and it is a company’s responsibility to protect their employees. Download this white paper to learn more. Read More...
Professional Services Are Catching-up With CRM
The CRM market is shifting. Instead of looking for an all-purpose and horizontal oriented CRM application, customers are seeking a more specialized and industry

securities fraud law   Read More...
Extensible Business Reporting Language (XBRL) Back in the News Again
Visiting the Securities and Exchange Commission's (SEC's) web site, I came across this 143-page PDF file, which deals with XBRL. As a gung-ho proponent of

securities fraud law  News Again Visiting the Securities and Exchange Commission's (SEC's) web site, I came across this 143-page PDF file , which deals with XBRL. As a gung-ho proponent of automation, I'm calling attention to it here to show that the head of the SEC (Mr. Christopher Cox) and I are on the same wavelength when it comes to promoting cost saving automations. Here is some interesting stuff from the PDF, together with my comments. The Christopher Cox modernization commission proposes that companies provide their Read More...
CIOs Need to Be Held Accountable for Security
As systems, networks, and websites suffer new magnitudes of Denial of Service attacks, malicious network scans, and network intrusions, organizational CIOs need

securities fraud law  pci scanning,security monitoring,network penetration testing,web filtering,penetration testing,web vulnerability scanner,outsource it,web application firewall,network penetration test,pci dss,application security testing,internet security services,it security standards,penetration test,it news Read More...
Hacker Publication Gets Top Defense Attorney
In a case that will challenge the bowels of free speech and censorship and inevitably set a lot of legal precedents, renowned defense attorney Marcus Garbus has

securities fraud law  garbus,DeCSS,Krackdown.com,decryption programs,copyright protection,Hacker Publication,2600,copyright protection systems,Contents Scramble Systems,dvd copyright,Electronic Frontier Foundation,Copyright Protection Laws,violation of Copyright Law,internet protection,publication violation Read More...
The Latest Phishing Threats and How to Stop Them
Learn about the latest phishing threats in Fraud Alert: Phishing The Latest Tactics and Potential Business Impact.

securities fraud law  Latest Phishing Threats and How to Stop Them Do you know the difference between business services phishing, blended malware threats, and SSL stripping? If you don’t, it could cost your company in money, lost customers—and public embarrassment. Protect your company, customers, and employees. Learn about the latest phishing threats in Fraud Alert: Phishing — The Latest Tactics and Potential Business Impact . You'll get the lowdown on all the ways cyber criminals are working hard to gain access to yo Read More...
Testing Dark Pool Trading Systems
Dark Pool Trading Systems, used by institutional traders trading in large volumes, help get more liquidity and lower transaction cost. Despite these benefits

securities fraud law  Proprietary Trading Systems | Securities Trading Systems | Simple Trading Systems | Spread Trading Systems | Stock Market Trading Systems | Stock Trading System | Technical Trading Systems | Top Trading Systems | Validate Trading Systems | FIX Trading Systems | FIX Trading System Available | FIX Trading System Center | FIX Trading System Software | FIX Trading Systems Analysis | FIX Trading Systems Comparison | FIX Trading Systems Developer | FIX Trading System Performance | FIX Trading Systems Reviewed Read More...
Morrison & Foerster LLP
Morrison @ Foerster LLP (MoFo) is a full-service law firm founded in 1883. The firm@s clients include financial institutions and technology companies.

securities fraud law   Read More...
Avoiding Costly Fines: A 2011 Guide to Compliance Mandates
It’s up to human resources (HR) to ensure that hiring, discipline, and termination practices are compliant with the law. Otherwise, you could put your company

securities fraud law  Sage,cobra,ada,fica,osha,hipaa,fmla,sarbanes-oxley,erisa,futa,flsa,hrms,regulatory compliance,hipaa compliance,hipaa laws Read More...

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